Our profession
Our response
The AIFA Council debates and decides all our policy proposals. New policies and regulations affecting our sector are constantly evolving and AIFA’s main role is to ensure that members’ interests are taken into account.
We try and influence the decision making process at the earliest possible stage and liase directly with the regulator, government departments and other public policy making decision bodies to ensure the best possible outcome for members.
As well as responding, AIFA has its own, forward looking, policy agenda, designed to improve the business environment for and regulatory pressures on members.
Our latest responses include:
AIFA response to Consultation Paper CP 10/5 Regulatory fees and levies 2010/11
AIFA response to Consultation Paper CP 10/5 Regulatory fees and levies 2010/11
AIFA response to CP 09/26 Regulatory fees and levies: policy proposals for 2010/11
AIFA response to FSA Discussion Paper 09/2 – A regulatory response to the global banking crisis
The Association of Independent Financial Advisers
AIFA Response to DP08/03 Transparency as a Regulatory Tool
AIFA response to FSA Consultation Paper 08/12 Quarterly consultation (No. 17)
AIFA response to CP08/11 With-profits funds – compensation and redress
AIFA response to CP08/10 Decision Procedure and Penalties manual and Enforcement Guide Review
AIFA response to The Arculus Review: Lifting the Burden of Regulation
AIFA response to CP 07/23 Organisational systems and controls - extending the common platform
Response from the Association of Independent Financial Advisers to the Pensions Bill
Response to CESR consultation paper on the Passport under MiFID
Response to FSA discussion paper 06/5 FSA confirmation of industry guidance
Response to FSA consultation paper 06/21 Investment Entities Listing Review