Haven Risk Management

Address:  Haven Risk Management Ltd

                 PO Box 19

                 Chipping Campden

                 GL55 6YX

Tel: 01386 438694

Email: info@havenrm.com             

Web: www.havenrm.com

Services Offered

• FSA Compliance Audits
• FSA Compliance Support
• FSA Compliance Manual
• FSA Authorisation
• Complaints Handling
• FSA Training & Competence
• CPD
• CFP Courses
• Management & Board Training
• Anti Money Laundering
• Mortgages
• General Insurance
• Skilled person reports for FSA
• Expert witness reports

Benefits to Financial Advisers

Haven Risk Management are FSA compliance consultants specialising in the provision of support services to firms which are authorised and regulated by the FSA. Our clients range from individuals to multi-nationals and include IFAs, friendly societies, stockbrokers and investment managers.

FSA compliance is the basis of our service. We make sure that your regulatory responsibilities are fulfilled while you concentrate on looking after your clients and running your business. We cover all aspects of the compliance process. Our consultants are highly qualified and have a thorough understanding of Financial Services Regulation.

We have produced ‘Skilled Person’ reports for the FSA and acted as ‘Expert Witness’ in cases where compliance with Financial Services Regulations is at issue.