Momenta
Contact: Nicholas Smith
Address: Tower 42
25 Old Broad Street
London
EC2N 1HQ
Tel: 020 7374 6600
Email: ns@m-hl.com
Web: http://www.m-hl.com/default.asp
Services Offered
- Development and review of financial crime prevention measures
- Development and review of compliance procedures
- Carrying out of compliance audits
- Review of financial promotions
- Past business reviews
- Acting as a Skilled Person under s166
- Provision of interim compliance staff
Benefits to Financial Advisers
A firm’s Compliance procedures should be firmly established and produce real business benefits rather than just meet the regulatory requirements. At Momenta we specialize in the effective implementation of up-to-date skills and processes which enable our clients to meet the specific requirements of the financial services industry.