Swaines

Contact: Allen Swaine

 

Address: 5 Bermondsey Exchange

               179-181 Bermondsey Street

               London

               SE1 3UW

 

Tel: 020 7357 6866

 

Fax: 020 7357 9880

 

Email: enquiries@swaines.com

 

Web: www.swaines.com

 

Services Offered

• Principle Based Regulation and high level bespoke compliance support
• Risk based audits and assisting with remedial action
• Specialist services – MiFID - skilled person work - FSA Application
• Pre and post FSA Arrow visits
• Training and Competence
• File checking services on site and remote
• Mergers and Acquisitions due diligence inspections

 

Benefits to Advisers

• Significant improvement to our clients’ compliance infrastructure
• Minimising risks in respect of mis-selling
• Providing clients with peace of mind with all of their compliance obligations
• Affordable rates
• Coverage throughout the UK